Newtonian and Bergsonian Time
CYBERNETICS by NORBERT WIENER, MIT Press.
Newtonian and Bergsonian Time
CYBERNETICS by NORBERT WIENER, MIT Press.
There is a little hymn or song familiar to every German child.
It goes:
.. Weisst du, wieviel Sternlein stehen
An dem blo.ucn Himmelszelt?
Weisst du, wieviel Wolken gehen
Weithin fibOl aile Welt?
Gott, der Herr, hat sie gczahlet
Dass ihm auch nicht eincs fehlet
An der ganzcll, grosscn Zahl."
W.Hoy
In English this says: "Knowest thou how many stars stand in the
blue tent of heaven? Knowest thou how many clouds pass far over
the whole world? The Lord God hath counted them, that not one of
the whole great number be lacking."
This little song is o.n interesting theme for the philosopher and the
historian of science, in that it puts side by side two scicnces which
have the one similarity of dealing with the heavens above us, but
which in almost every other respect offer an extreme contrast.
Astronomy is the oldest of the sciences, while meteorology is among
the youngest to begin to deserve the name. The more familiar
astronomical phenomena can be predicted for many centuries, while
a precise prediction of tomorrow's weather is generally not easy and
in many places very crude indeed.
To go back to the poem, the answer to the first question is that,
within limits, we do know how many stars there are. In the first
place, apart from minor uncertainties concerning some of the double
and variable stars, a star is a definite object, eminently suitable for
counting and cataloguing; and if a human DurchmU8terung of the
stars-as we call these catalogues-stops short for stars less intense
than a certain magnitude, there is nothing too repugnant to us in the
idea of a divine DurchmU8terung going much further.
On the other hand, if you were to ask the meteorologist to give
you a similar Durchmusterung of the clouds, he might laugh in your
face, or he might patiently explain that in all the language of
meteorology there is no such thing as a cloud, defined as an object
with a quasi-permanent identity; and that if there were, he neither
possesses the facilities to count them, nor is he in fact interested in
counting them. A topologicalJy inclined meteorologist might
perhaps define a cloud as a connected region of space in which the
density of the part of the water content in the solid or liquid state
exceeds a certain amount, but this definition would not be of the
slightest value to anyone, and would at most represent an extremely
transitory state. What really concerns the meteorologist is some
such statistical statement as, "Boston: January 17, 1950: Sky 38%
overcast: Cirrocumulus."
There is of course a branch of astronomy which deals with what
may be called cosmic meteorology: thc study of galaxies and nebulae
and star clusters and their. stat.istics, as pursued for example by
Chandrasekhar, but this is a very young branch of astronomy,
younger than meteorology itself, and is something outside the
tradition of classical astronomy. This tradition, apart from its
purely classificatory, DurcltmU8lerung aspects, was originally
concerned
rather with the solar system than with the world of the fixed
stars. It is the astronomy of the solar system which is that chiefly
associated with the names of Copernicus, Kepler, Galileo, and Newton,
and which was the wet nurse of modem physics.
It is indeed an ideally simple science. Even before the existence
of any adequate dynamical theory, even as far back as the Babylonians,
it was realized that eclipses occurred in regular predictable
cycles, extending backward and forward over time. It was realized
that time itself could better be measured by the motion of the stars
in their courses than in any other way. The pattern for all events in
the solar system was the revolution of a wheel or a series of wheels,
whether in the form of the Ptolemaic theory of epicycles or the
Copernican theory of orbits, and in aw such theory the future after
a fashion repeats the past. The music of the spheres is a palindrome,
and the book of astronomy reads the same backward as forward.
There is no difference save of initial positions and directions between
the motion of an orrery turned forward and one run in reverse.
Finally, when all this was reduced by Newton to a formal set of
postulates and a closed mechanics, the fundamental laws of this
mechanics were unaltered by the transformation of the time variable
t into its negative.
Thus if we were to take a motion picture of the planets, speeded
up to show a perceptible picture of activity, and were to run the film
backward, it would still be a possible picture of planets conforming
to the Newtonian mechanics. On the other hand, if we were to take
a motion-picture photograph of the turbulence of the clouds in a
thunderhead and reverse it, it would look altogether wrong. We
should see downdrafts where we expect updrafts, turbulence growing
coarser in texture, lightning preceding instead of following the
changes
of cloud which usually precede it, and so on indefinitely.
What is the difference between the astronomical and the meteorological
situation which brings about all these differenc~s, and in
particular the difference between the apparent reversibility of
astronomical time and the apparent irreversibility of meteorological
time? In the first place, the meteorological system is one involving r
a vast number of approximately equal particles, some of them very
closely coupled to one another, while the astronomical system of the
solar universe contains only a relatively small number of particles,
greatly diverse in size and coupled with one another in a sufficiently
loose way that the second-order coupling effects do not change the
general aspect of the picture we observe, and the very high order
coupling effects are completely negligible. The planets move under
conditions more favorable to the isolation of a certain limited set of
forces than those of any physical experiment we can set up in the
laboratory. Compared with the distances between them, the planets,
and even the sun, are very nearly points. Compared with the elastic
and plastic deformations they suffer, the planets are either very
nearly
rigid bodies, or, where they are not, their internal forces are at any
rate of a relatively slight significance where the relative motion of
their centers is concerned. The space in which they move is almost
perfectly free from impeding matter; and in their mutual attraction,
,their masses may be considered to lie very nearly at their centers and
to be constant. The departure of the law of gravity from the
inverse square law is most minute. The positions, velocities, and
masses of the bodies of the solar system are extremely well known at
any time, and the computation of their future and past positions,
while not easy in detail, is easy and l)recise in principle. On the
other hand, in meteorology, the number of particles concerned is so
enormous that an accurate record of their initial positions and
velocities is utterly impossible; and if this record were actually made
and their future positions and velocities computed, we should have
nothing but an impenetrable mass of figures which would need a
radical reinterpretation before it could be of any service to us. The
terms "cloud," "temperature," "turbulence," etc., are all terms
referring not to one single physical situation but to a distribution of
possible situations of which only one actual case is realized. If all
the readings of all the meteorological stations on earth were
simultaneously
taken, they would not give a billionth part of the data
necessary to characterize the actual state of the atmosphere from a
Newtonian point of view. They would only give certain constants
consistent with an infinity of different atmospheres, and at most,
together with certain a priori assumptions, capable of giving, as a
probability distribution, a measure over the set of possible
atmospheres.
Using the Newtonian laws, or any other system of causal
laws whatever, all that we can predict at any future time is a
probability distribution of the constants of the system, and even
this predictability fades out with the increase of time.
Now, even in a Newtonian system, in which time is perfectly
reversible, questions of probability and prediction lead to answers
asymmetrical as between past and future, because the questions fa
which they are answers are asymmetrical. If I set up a physical
experiment, I bring the system I am considering from the past into
the present in such a way that I fix certain quantities and have a
reasonable right to assume that certain other quantities have known
statistical distributions. I then observe the statistical distribution
of
results after a given time. This is not a process which I can reverse.
in order to do so, it would be necessary to pick out a fair
distribution
of systems which, without intervention on our part, would end up
within certain statistical limits, and find out what the antecedent
conditions were a given time ago. However, for a system starting
from an unknown position to end up in any tightly defined statistical
range is so rare an occurrence that we may regard it as a miracle,
and we cannot base our experimental technique on awaiting and
counting miracles. In short, we are directed in time, and our
relation to the future is different from our relation to the past. All
our questions are conditioned by this asymmetry, and all our answers
to these questions are equally conditioned by it.
A very interesting astronomical question concerning the direction 'I
of time comes up in connection with the time of astrophysics,
in which we are observing remot.e heavenly bodies in a single
observation, and in which there seems to be no unidirectionalness
in the nature of our experiment. Why then does the unidirectional
thermodynamics which is based on experimental terrestrial observations
stand us in such good stead in astrophysics? The answer is
interesting and not too obvious. Our observations of the stars are
through the agency of light, of rays or particles emerging from the
~bBerved object and perceived by UB. We can perceive incoming
light, but can not perceive outgoing light, or at least the perception
of outgoing light is not achieved by an experiment as simple and
direct as that of incoming light. In the perception of incoming
light, we end up with the eye or a photographic plate. We condition
these for the reception of images by putting them in a state of
insulation for some time past: we dark-condition the eye to avoid
after-images, and we ,nap our plates in black paper to prevent
halation. It is clear that only such an eye and ouly such plates are
any usc to us: if we were given to pre-images, we might as well be
blind; and if we had to put our plates in black paper after we use
them and develop them before using, photography would be a very
difficult art indeed. This being the case, we can see those stars
radiating to us and to the whole world; while if there are any stars
whose evolution is in the reverse direction, they will attract
radiation
from the whole heavens, and even this attraction from us will not be
perceptible in any way, in view of the fact that we already know our
own past but not our future. Thus the part of the universe which we
sce must have its past-future relations, as far as the emission of
radiation is concemed, concordant with our own. The very fact
that we see a star means that its thermodynamics is like our own.
Indeed, it is a very interesting intellectual experiment to make the
fantasy of an intelligent being whose time should run the other way
to our own. To such a being, all communication with us would be
impossible. Any signal he might send would reach us with a logical
stream of consequents from his point of view, antecedents from
ours. These antecedents would already be in our experience, and
w?uld have served to us as the natural explanation of his signal,
WIthout presupposing an intelligent being to have sent it. If he
drew us a square, we should see the remains of his figure as its
precursors,
and it would seem to be the curious crystallization-always
perfectly explainable-of these remains. Its meaning would seem to
be as fortuitous as the faces we read into mountains and cliffs. The
drawing of the square would appear to us as a catastrophe-sudden
indecd, but explainable by natural laws-by which that square
would cease to exist. Our counterpart would have exactly similar
ideas concerning us. lV ithin any world with whick we can communicate,
the direction of time is uniform.
To retUnl to the contrast between Newtonian astronomy and
meteorology: most sciences lie in an intermediate position, but most
are rather nearer to meteorology than to astronomy. Even astronomy,
as we have seen, contains a cosmic meteorology. It (lontains
as well that extremely interesting field studied by Sir George Danvin,
and known as the theory of tidal evolution. We have said that we
can treat the relative movements of thc sun and the planets as tho
movements of rigid bodies, but this is not quite the case. The earth,
for example, is nearly surrounded by oceans. The water nearer the
moon than the center of the earth is more strongly attracted to the
moon than the solid part of the earth, and the wator on thc other side
is less strongly attracted. This relatively slight effect pulls the
water into two hills, one under the moon and one opposite to the
moon. In a perfectly liquid sphere, these hills could follow the moon
around the earth with no great dispersal of energy, and conscquently
would remain almost precisely under the moon and opposite to the
moon. They would consequently have a pull on the moon which
would not greatly influence the angular position of the moon in the
heavens. However, the tidal wave they produce on the earth gets
tangled up and delayed on coasts and in shallow seas such as the
Bering Sea and the Irish Sea. It consequently lags behind the
position of the moon, and the forces producing this are largely
turbulent, dissipative forces, of a character much like the forccs met
in meteorology, and need a statistical treatment. Indeed, oceanography
may be called the meteorology of the hydrosphere rather
than of the atmosphere.
These frictional forces drag the moon back in its course about the
earth and accelerate the rotation of the earth forward. They tend
to bring the lengths of the month and of the day ever closer to one
another. Indeed, the day of the moon is the month, and the moon
always presents nearly the same face to the earth. It has been
suggested that this is the result of an ancient tidal evolution, when
the moon contained some liquid or gas or plastic material which
could give under the earth's attraction, and in so giving could
dissipate
large amounts of energy. This phenomenon of tidal evolution is not
confined to the earth and the moon but may be observed to some
degree throughout all gravitating systems. In ages past it has
seriously modified the face of the solar system, though in anything
like historic times this modification is slight compared with the
"rigid-body" motion of the planets of the solar system.
Thus even gravitational astronomy involves frictional processes
that run down. There is not a single science which conforms
precisely to the strict Newtonian pattern. The biological sciences
certainly have their full share of one-way phenomena. Birth is not
the exact reverse of death, nor is anabolism-the building up of
tissues-the exact reverse of catabolism-their breaking down. The
division of cells does not follow a pattern symmetrical in time, nor
does the union of the germ cells to form the fertilized ovum. The
individual is an arrow pointcd through time in one way, and the race
is equally directed from the past into the future.
The record of paleontology indicates a definite long-time trend,
interrupted and complicated though it might be, from the simple to
the complex. By the middle of the last century this trend had
become apparent to all scientists with an honestly open mind, and it
is no accident that the problem of discovering its mechanisms was
carried ahead through the same great step by two men working at
about the same time: Charles Darwin and Alfred Wallace. This step
was the realization that a mere fortuitous variation of the individuals
of a species might be carved into the form of a more or less
onedirectional
or few-directional progress for each line by the varying
degrees of viability of the several variations, either from the point
of
view of the individual or of the race. A mutant dog without legs
will certainly starve, while a long thin lizard that has developed the
mechanism of crawling on its ribs may have a better chance for
survival if it has clean lines and is freed from the impeding
projections
of limbs. An aquatic animal, whether fish, lizard, or mammal,
will swim better with a fusiform shape, powerful body muscles, and
a posterior appendage which will catch the water; and if it is
dependent for ita food on the pursuit of swift prey, its chances of
survival may depend on its assuming this form.
Darwinian evolution is thus a mechanism by which a more or less
fortuitous variability is combined into a rather definite pattern.
Darwin's principle still holds today, though we have a much better
knowledge of the mechanism on which it depends. The work of
Mendel has given us a far more precise and discontinuous view of
heredity than that held by Darwin, while the notion of mutation,
from the time of de Vries on, has completely altered our conception
of the statistical basis of mutation. We have studied the fine
anatomy of the chromosome and have localized the gene on it. The
list of modern geneticists is long and distinguished. Several of
these, such as Haldane, have made the statistical study of Mendelianism
an effective tool for the study of evolution.
We have already spoken of the tidal evolution of Sir George
Darwin, Charles Darwin's son. Neither the connection of the idea of
the son with that of the father nor the choice of the name "evolution"
is fortuitous. In tidal evolution as well as in the origin of
species, we have a mechanism by means of which a fortuitous
variability, that of the random motions of the waves in a tidal sea
and of the molecules of the water, is converted by a dynamical process
into a pattern of development which reads in one direction. The
theory of tidal evolution is quite definitely an astronomical
application
of the elder Darwin.
The third of the dynasty of Darwins, Sir Charles, is one of the
authorities on modern quantum mechanics. This fact may be
fortuitous, but it nevertheless represents an even further invasion of
Newtonian ideas by ideas of statistics. The succession of names
Maxwell-Boltzmann-Gibbs represents a progressive reduction of
thermodynamics to statistical mechanics: that is, a reduction of the
phenomena concerning heat and temperature to phenomena in
which a Newtonian mechanics is appJied to a situation in which we
deal not with a single dynamical system but with a statistical
distribution
of dynamical systems; and in which our conclusions concern
not all such systems but an overwhelming majority of them. About
the year 1900, it became apparent that there was something seriously'
wrong with thermodynamics, particularly where it concerned
radiation. The ether showed much less power to absorb radiations
of high frequency-as shown by the law of Planck-than any existing
mechanization of radiation theory had allowed. Planck gave a
quasi-atomic theory of radiation-the quantum theory-which
accounted satisfactorily enough for these phenomena, but which
was at odds with the whole remainder of physics; and Niels Bohr
followed this up with a similarly ad hoc theory of the atom. Thus
Newton and Planck-Bohr formed, respectively, the thesis and
antithesis of a Hegelian antinomy. The synthesis is the statistical
theory discovered by Heisenberg in 1925, in which the statistical
Newtonian dynamics of Gibbs is replaced by a statistical theory very
similar to that of Newton and Gibbs for large-scale phenomena, but
in which the complete collection of data for the present and t.he past
is not sufficient to predict the future more than statistically. It is
thus not too much to say that not only the Newtonian astronomy
but even the Newtonian physics has become a picture of the average
results of a statistical situation, and hence an account of an
evolutionary
process.
This transition from a Newtonian, reversible time to a Gibbsian,
irreversible time has. had its philosophical echoes. Bergson empha-
~ sized the difference between the reversible time of physics, in which
nothing new happens, and the irreversible time of evolution and
biology, in which there is always something new. 'fhe realization
that the Newtonian physics was not the proper frame for biology
was perhaps the central point in the old controversy between vitalism
and mechanism; although this was complicated by the desire to
conserve in some form or other at least the shadows of the soul and
of God against the inroads of materialism. In the end, as we have
seen, the vitalist proved too much. Instead of building a wall
between the claims of life and those of physics, the wall has been
erected to surround so wide a compass that both matter and life
find themselves inside it. It is true that the matter of the newer
physics is not the matter of Newton, but it is something quite as
remote from the anthropomorphizing desires of the vitalists. The
chance of the quantum theoretician is not the ethical freedom of the
Augustinian, and Tyche is as relentless a mistress as Ananke.
The thought of every age is reflected in its technique. The civil
engineers of ancient days were land surveyors, astronomers, and
navigators; those of the seventecnth and early eighteenth centuries
were clock makers and grinders of lenses. As in ancient times, the
craftsmen made their tools in the image of the heavens. A watch is
nothing hut a pocket orrery, moving by necessity as do the celestial
spheres; and if friction and the dissipation of energy play a role in
it, they are effects to be overcome, so that the resulting motion of
the hands may be as periodic and regular as possible. The chief
technical result of this engineering after the model of Huyghens and
Newt.on was the age of navigation, in which for the first t.ime it was
possible to compute longitudes with a respectable precision, and to
convert the commerce of t.he great oceans from a thing of chance and
adventure to a regular understood business. It is the engineering
of the mercantilists.
To the merchant succeeded the manufacturer, and to the chronometer,
the steam engine. From the Newcomen engine almost to the
present time, the central field of engineering has been the study of
prime movers. Heat has been converted into usable energy of
rotation and translation, and the physics of Newton has been
supplemented by that of Rumford, Carnot, and Joule. Thermodynamics
makes its appearance, a science in which time is eminently
irreversible; and although the earlier stages of this science seem to
represent a region of thought almost without contact with the Newtonian
dynamics, the theory of the conservation of energy and the
later statistical explanation of the Carnot principle or second law of
thermodynamics or principle of the degradation of energy-that
principle which makes the maximum efficiency obtainable by a
steam engine depend on the working temperatures of the boiler
and the condenser-all these have fused thermodynamics and the
Newtonian dynamics into the statistical and the non-statistical
aspects of the same science.
If the seventeenth and early eighteenth centuries are the age of
clocks, and the later eighteenth and the nineteenth centuries
constitute
the age of steam engines, the present time is the age of communication
and control. There is in electrical engineering a split which is
known in Germany as the split between the technique of strong
currents and the technique of weak currents, and which we know as
the distinction between power and communication engineering. It
is tlus split which separates the age jct past from that in ",luch we
are now living. Actually, communication engineering can deal
with currents of any size whatever and with the movement of engines
powerful enough to swing massive gun turrets; what distinguishes it
from power engineering is that its main interest is not economy of
energy but the accurate reproduction of a signal. 'l'his signal may
be the tap of a key, to be reproduced as thc tap of a telegraph
receiver
at the other end; or it may be a sound transmitted and received
through the apparatus of a telephone; or it may be the turn of a
ship's wheel, received as the angular position of the rudder. Thus
communication engineering began with Gauss, \Vheatstone, and the
first telegraphers. It received its first reasonably scientific
treatment
at the hands of Lord Kelvin, after the failure of the first
transatlantic cable in the middle of the last century; and from the
eighties on, it was perhaps Heaviside who did the most to bring it
into a modern shape. The discovery of radar and its use in the
Second World War, together with the exigencies of the control of
anti-aircraft fire, have brought to the field a large number of
welltrained
mathematicians and physicists. The wonders of the automatic
computing machine belong to the same realm of ideas, which
was certainly never 80 actively pursued in the past as it is at the
present day.
At every stage of technique since Daedalus or Hero of Alexandria,
the ability of the artificer to produce a working simulacrum of a.
living organism has always intrigued people. This desire to produce
and to study automata has always been expressed in terms of the
living technique of the age. In the days of magic, we have the
bizarre and sinister concept of the Golem, that figure of clay into
which the Rabbi of Prague breathed life with the blasphemy of
the Ineffable Name of God. In the time of Newton, the automaton
becomes the clockwork music box, with the little effigies pirouetting
stiffly on top. In the nineteenth century, the automaton is a
glorified heat engine, burning some combustible fuel instead of the
glycogen of the human muscles. Finally, the present automaton
opens doors by means of photocells, or points guns to the place at
which a radar beam picks up an airplane, or computes the solution
of a differential equation.
Neither the Greek nor the magical automaton lies along the main
lines of the direction of development of the modern machine, nor do
they seem to have had much of an influence on serious philosophic
thought. It is far different with the clockwork automaton. This
idea has played a very genuine and important role in the early
history of modern philosophy, although we are rather prone to ignore
it.
To begin with, Descartes considers the lower animals as automata.
This is done to avoid questioning the orthodox Christian attitude that
animals have no souls to be saved or damned. Just how these living
automata function is something that Descartes, so far as I know,
never discnsses. However, the important allied question of the
mode of coupling of the human soul, both in sensation and in will,
with its material environment is one which Descartes does discuss,
although in a very unsatisfactory manner. He places this coupling
in the one median part of the brain known to him, the pineal gland.
As to the nature of his coupling-whether or not it represents a
direct action of mind on matter and of matter on mind-he is none
too clear. He probably does regard it as a direct action in both
ways, but he attributes the validity of human experience in its action
011 the out.side world to the goodness and honesty of God.
The role attributed to God in this matter is unstable. Either God
is entirely passive, in which case it is hard to see how Descartes'
explanation really explains anything, or He is an active participant,
in which case it is hard to see how the guarantee given by His
honesty can be anything but an active participation in the act of
sensation. Thus the causal chain of material phenomena is paralleled
by a causal chain starting with the act of God, by which He produces
in us the experiences corresponding to a given material situation.
Once this is assumed, it is entirely natural to attribute the
correspondence
between our will and the effect-s it seems to produce in
the external world to a similar divine intel"Vention. This is the path
followed by the Occasionalists, Geulincx and Malebranche. In
Spinoza, who is in many ways the continuator of this school, the
doctrine of Occasional ism assumes the more reasonable form of
asserting that the correspondence between mind and matter is that
of two self-contained attributes of God; but Spinoza is not dynamically
minded, and gives little or no attention to the mechanism of
this correspondence.
This is the situation from which Leibniz starts, but Leibniz is as
dynamically minded as Spinoza is geometrically minded. First, he
replaces the pair of cor-responding elements, mind and matter, by a
continuum of corresponding elements: the monads. While these are
conceived after the pattem of the soul, they include many instances
which do not rise to the degree of self-consciousness of full souls,
and
which form part of that world which Descartes would have attributed
to matter. Each of them lives in its own closed universe, with a
perfect causal chain from the creation or from minus infinity in time
to the indefinitely remote future; but closed though they are, they
correspond one to the other through the pre-established harmony of
God. Leibniz compares them to clocks which have so been wound
up as to keep time together from the creation for all eternity.
Unlike humanly made clocks, they do not drift into asynchronism;
but this is due to the miraculously perfect workmanship of the
Creator.
Thus Leibniz considers a world of automata, which, as is natural in -
a disciple of Huyghens, he constructs after the model of clockwork.
Though the monads reflect one another, the reflection does not consist
in a transfer of the causal chain from one to another. They are
actually as self-contained as, or rather more self-contained than, the
passively dancing figures on top of a music box. They have no real
influence on the outside world, nor are they effectively influenced by
it. As he says, they have no windows. The apparent organization
of the world we see is something between a figment and a miracle.
The monad is a Newtonian solar system writ small.
In the nineteenth century, the automata which are humanly
constnlCted and those other natural automata, the animals and
plants of the materialist, are studied from a very different aspect.
The conservation and the degradation of energy are the nding
principles of the day. The living organism is above all a heat engine,
burning glucose or glycogen or starch, fats, and proteins into
carbon dioxide, water, and urea. It is the metabolic balance which
is the center of attention; and if the low working temperatures of
animal muscle attract attention as opposed to the high working
temperatures of a heat engine of similar efficiency, this fact is
pushed
into a corner and glibly explained by a contrast between the chemical
energy of the living organism and the thermal energy of the heat
engine. All the fundamental notions are those associated with
cncrgy, and the chief of these is that of potential. The enginecring
of the body is a branch of power engineering. Even today, this is the
predominating point of view of the more classically minded,
conservative
physiologists; and the whole trend of thought of such
biophysicists as Rashevsky and his school bears witness to its
continued potency.
Today we are coming to realize that the body is very far from a
conservative system, and that its component parts work in an
environment where the available power is much less limited than
we have taken it to be. The electronic tube has shown us that a
system with an outside source of energy, almost all of which is
wasted, may be a very effective agency for performing desired
operations, especiaUy if it is worked at a low energy level. 'Ve are
beginning to see that such important elements as the neurons, the
atoms of the nervous complex of our body, do their work under much
the same conditions as vacuum tubes, with their relatively small
power supplied from outside by the circulation, and that the bookkee}
Jing which is most essential to describe their function is not one
of energy. In short, the newer study of automata, whether in the
metal or in the flesh, is a branch of communication engineering, and
its cardinal notions are those of message, amount of disturbance or
" noise "-a term taken over from the telephone engineer-quantity
of information, coding technique, and so on.
In such a theory, we deal with automata effectively coupled to the
external world, not merely by their energy flow, their metabolism,
but also by a flow of impressions, of incoming messages, and of the
actions of outgoing messages. The organs by which impressions are
received are the equivalents of the human and animal sense organs.
They comprise photoelectric cells and other receptors for light;
radar systems, receiving their own short Hertzian waves; hydrogenion-
potential recorders, which may be said to taste; thermometers;
pressure gauges of various sorts; microphones; and so on. The
effectors may be electrical motors or solenoids or heating coils or
other instruments of very diverse sorts. Between the receptor or
sellse organ and the effector stands an intermediate set of elements,
whose function is to recombine the incoming impressions into such
form as to produce a desired type of response in the effectors. The
information fed into this central control system will very often
contain information concerning the functioning of the effectors
themselves. These correspond among other things to the kinesthetic
organs and other proprioceptors of the human system, for we too
have organs which record the position of a joint or the rate of
contraction
of a muscle, etc. Moreover, the information received by
the automaton need not be used at once but may be delayed or
stored so as to become available at some future time. This is the
analogue of memory. Finally, as long as the automaton is ruruung,
its very rules of operation are susceptible to some change on the basis
of the data which have passed through its receptors in the pas!i, and
this is not unlike the process of learning.
The machines of which we are now speaking are not the dream of
the sensationalist nor the hope of some fu!iure time. They already
exist as thermostats, automatic gyrocompass ship-steering systems,
self-propelled missiles-especially such as seek their
target-antiaircraft
fire-control systems, automatically controlled oil-cracking
stills, ultra-rapid computing machines, and the like. They had
begun to be used long before the war-indeed, the very old steamengine
governor belongs among them-but the great mechanization
ofthe Second World War brought them into their own, and the need
of handling the extremely dangerous energy of the atom will probably
bring them to a still higher point of development. Scarcely a month
passes but a new book appears on these so-called control mechanisms,
or servomechanisms, and the present age is as truly the age of
servomechanisms as the nineteenth century was the age of the steam
engine or the eighteenth century the age of the clock.
To sum up: the many automata. of the present age are coupled to
the outside world both for the reception of impressions and for the
performance of actions. They contain sense organs, effectors, and
the equivalent of a nervous system to integrate the transfer of
information from the one to the other. They lend themselves very
weU to description in physiological terms. It is scarcely a miracle
that they can be subsumed under one theory with the mechalusms of
physiology.
The relation of these mechanisms to time demands careful study.
It is clear, of course, that the relation input-output is a consecutive
one in time and involves a definite past-future order. What is
perhaps not so clear is that the theory of the sensitive automata is a
statistical one. "\Ve are scarcely ever interested in the performance
of a communication-engineering machine for a. siligle input. To
function adequately, it must give a satisfactory performance for a
whole class of inputs, and this means a statistically satisfactory
performance for the class of input which it is statistically expected
to
receive. Thus its theory belongs to the Gibbsian statistical mechanics
rather than to the classical Newtonian mechanics. We shall study
this in much more detail in the chapter devoted to the theory of
comm unication.
Thus the modern automaton exists in the same sort of Bergsonian
time as the living organism; and hence there is no reason in Bergson's
considerations why the essential mode of functioning of the living
organism should not be the same as that of the automaton of this
type. Vitalism has won to the extent that even mechanisms
correspond to the time-structure of vitalism; but as we have said,
this victory is a complete defeat, for from every point of view which
has the slightest relation to morality or religion, the new mechanics
is fully as mechanistic as the old. Whether we should call the new
point of view materialistic is largely a question of words: the
ascendancy of matter characterizes a phase of nineteenth-century
physics far more than the present age, and" materialism" has come
to be but little more than a loose synonym for "mechanism." In
fact, the whole mechanist-vitalist controversy has been relegated to
the limbo of badly posed questions.
****
Newtonian and Bergsonian Time
CYBERNETICS by NORBERT WIENER, MIT Press.
There is a little hymn or song familiar to every German child.
It goes:
.. Weisst du, wieviel Sternlein stehen
An dem blo.ucn Himmelszelt?
Weisst du, wieviel Wolken gehen
Weithin fibOl aile Welt?
Gott, der Herr, hat sie gczahlet
Dass ihm auch nicht eincs fehlet
An der ganzcll, grosscn Zahl."
W.Hoy
n English this says: "Knowest thou how many stars stand in the
blue tent of heaven? Knowest thou how many clouds pass far over
the whole world? The Lord God hath counted them, that not one of
the whole great number be lacking."
This little song is o.n interesting theme for the philosopher and the
historian of science, in that it puts side by side two scicnces which
have the one similarity of dealing with the heavens above us, but
which in almost every other respect offer an extreme contrast.
Astronomy is the oldest of the sciences, while meteorology is among
the youngest to begin to deserve the name. The more familiar
astronomical phenomena can be predicted for many centuries, while
a precise prediction of tomorrow's weather is generally not easy and
in many places very crude indeed.
To go back to the poem, the answer to the first question is that,
within limits, we do know how many stars there are. In the first
place, apart from minor uncertainties concerning some of the double
and variable stars, a star is a definite object, eminently suitable for
counting and cataloguing; and if a human DurchmU8terung of the
stars-as we call these catalogues-stops short for stars less intense
than a certain magnitude, there is nothing too repugnant to us in the
idea of a divine DurchmU8terung going much further.
On the other hand, if you were to ask the meteorologist to give
you a similar Durchmusterung of the clouds, he might laugh in your
face, or he might patiently explain that in all the language of
meteorology there is no such thing as a cloud, defined as an object
with a quasi-permanent identity; and that if there were, he neither
possesses the facilities to count them, nor is he in fact interested in
counting them. A topologicalJy inclined meteorologist might
perhaps define a cloud as a connected region of space in which the
density of the part of the water content in the solid or liquid state
exceeds a certain amount, but this definition would not be of the
slightest value to anyone, and would at most represent an extremely
transitory state. What really concerns the meteorologist is some
such statistical statement as, "Boston: January 17, 1950: Sky 38%
overcast: Cirrocumulus."
There is of course a branch of astronomy which deals with what
may be called cosmic meteorology: thc study of galaxies and nebulae
and star clusters and their. stat.istics, as pursued for example by
Chandrasekhar, but this is a very young branch of astronomy,
younger than meteorology itself, and is something outside the
tradition of classical astronomy. This tradition, apart from its
purely classificatory, DurcltmU8lerung aspects, was originally concerned
rather with the solar system than with the world of the fixed
stars. It is the astronomy of the solar system which is that chiefly
associated with the names of Copernicus, Kepler, Galileo, and Newton,
and which was the wet nurse of modem physics.
It is indeed an ideally simple science. Even before the existence
of any adequate dynamical theory, even as far back as the Babylonians,
it was realized that eclipses occurred in regular predictable
cycles, extending backward and forward over time. It was realized
that time itself could better be measured by the motion of the stars
in their courses than in any other way. The pattern for all events in
the solar system was the revolution of a wheel or a series of wheels,
whether in the form of the Ptolemaic theory of epicycles or the
Copernican theory of orbits, and in aw such theory the future after
a fashion repeats the past. The music of the spheres is a palindrome,
and the book of astronomy reads the same backward as forward.
There is no difference save of initial positions and directions between
the motion of an orrery turned forward and one run in reverse.
Finally, when all this was reduced by Newton to a formal set of
postulates and a closed mechanics, the fundamental laws of this
mechanics were unaltered by the transformation of the time variable
t into its negative.
Thus if we were to take a motion picture of the planets, speeded
up to show a perceptible picture of activity, and were to run the film
backward, it would still be a possible picture of planets conforming
to the Newtonian mechanics. On the other hand, if we were to take
a motion-picture photograph of the turbulence of the clouds in a
thunderhead and reverse it, it would look altogether wrong. We
should see downdrafts where we expect updrafts, turbulence growing
coarser in texture, lightning preceding instead of following the changes
of cloud which usually precede it, and so on indefinitely.
What is the difference between the astronomical and the meteorological
situation which brings about all these differenc~s, and in
particular the difference between the apparent reversibility of
astronomical time and the apparent irreversibility of meteorological
time? In the first place, the meteorological system is one involving r
a vast number of approximately equal particles, some of them very
closely coupled to one another, while the astronomical system of the
solar universe contains only a relatively small number of particles,
greatly diverse in size and coupled with one another in a sufficiently
loose way that the second-order coupling effects do not change the
general aspect of the picture we observe, and the very high order
coupling effects are completely negligible. The planets move under
conditions more favorable to the isolation of a certain limited set of
forces than those of any physical experiment we can set up in the
laboratory. Compared with the distances between them, the planets,
and even the sun, are very nearly points. Compared with the elastic
and plastic deformations they suffer, the planets are either very nearly
rigid bodies, or, where they are not, their internal forces are at any
rate of a relatively slight significance where the relative motion of
their centers is concerned. The space in which they move is almost
perfectly free from impeding matter; and in their mutual attraction,
,their masses may be considered to lie very nearly at their centers and
to be constant. The departure of the law of gravity from the
inverse square law is most minute. The positions, velocities, and
masses of the bodies of the solar system are extremely well known at
any time, and the computation of their future and past positions,
while not easy in detail, is easy and l)recise in principle. On the
other hand, in meteorology, the number of particles concerned is so
enormous that an accurate record of their initial positions and
velocities is utterly impossible; and if this record were actually made
and their future positions and velocities computed, we should have
nothing but an impenetrable mass of figures which would need a
radical reinterpretation before it could be of any service to us. The
terms "cloud," "temperature," "turbulence," etc., are all terms
referring not to one single physical situation but to a distribution of
possible situations of which only one actual case is realized. If all
the readings of all the meteorological stations on earth were simultaneously
taken, they would not give a billionth part of the data
necessary to characterize the actual state of the atmosphere from a
Newtonian point of view. They would only give certain constants
consistent with an infinity of different atmospheres, and at most,
together with certain a priori assumptions, capable of giving, as a
probability distribution, a measure over the set of possible atmospheres.
Using the Newtonian laws, or any other system of causal
laws whatever, all that we can predict at any future time is a
probability distribution of the constants of the system, and even
this predictability fades out with the increase of time.
Now, even in a Newtonian system, in which time is perfectly
reversible, questions of probability and prediction lead to answers
asymmetrical as between past and future, because the questions fa
which they are answers are asymmetrical. If I set up a physical
experiment, I bring the system I am considering from the past into
the present in such a way that I fix certain quantities and have a
reasonable right to assume that certain other quantities have known
statistical distributions. I then observe the statistical distribution of
results after a given time. This is not a process which I can reverse.
in order to do so, it would be necessary to pick out a fair distribution
of systems which, without intervention on our part, would end up
within certain statistical limits, and find out what the antecedent
conditions were a given time ago. However, for a system starting
from an unknown position to end up in any tightly defined statistical
range is so rare an occurrence that we may regard it as a miracle,
and we cannot base our experimental technique on awaiting and
counting miracles. In short, we are directed in time, and our
relation to the future is different from our relation to the past. All
our questions are conditioned by this asymmetry, and all our answers
to these questions are equally conditioned by it.
A very interesting astronomical question concerning the direction 'I
of time comes up in connection with the time of astrophysics,
in which we are observing remot.e heavenly bodies in a single
observation, and in which there seems to be no unidirectionalness
in the nature of our experiment. Why then does the unidirectional
thermodynamics which is based on experimental terrestrial observations
stand us in such good stead in astrophysics? The answer is
interesting and not too obvious. Our observations of the stars are
through the agency of light, of rays or particles emerging from the
~bBerved object and perceived by UB. We can perceive incoming
light, but can not perceive outgoing light, or at least the perception
of outgoing light is not achieved by an experiment as simple and
direct as that of incoming light. In the perception of incoming
light, we end up with the eye or a photographic plate. We condition
these for the reception of images by putting them in a state of
insulation for some time past: we dark-condition the eye to avoid
after-images, and we ,nap our plates in black paper to prevent
halation. It is clear that only such an eye and ouly such plates are
any usc to us: if we were given to pre-images, we might as well be
blind; and if we had to put our plates in black paper after we use
them and develop them before using, photography would be a very
difficult art indeed. This being the case, we can see those stars
radiating to us and to the whole world; while if there are any stars
whose evolution is in the reverse direction, they will attract radiation
from the whole heavens, and even this attraction from us will not be
perceptible in any way, in view of the fact that we already know our
own past but not our future. Thus the part of the universe which we
sce must have its past-future relations, as far as the emission of
radiation is concemed, concordant with our own. The very fact
that we see a star means that its thermodynamics is like our own.
Indeed, it is a very interesting intellectual experiment to make the
fantasy of an intelligent being whose time should run the other way
to our own. To such a being, all communication with us would be
impossible. Any signal he might send would reach us with a logical
stream of consequents from his point of view, antecedents from
ours. These antecedents would already be in our experience, and
w?uld have served to us as the natural explanation of his signal,
WIthout presupposing an intelligent being to have sent it. If he
drew us a square, we should see the remains of his figure as its precursors,
and it would seem to be the curious crystallization-always
perfectly explainable-of these remains. Its meaning would seem to
be as fortuitous as the faces we read into mountains and cliffs. The
drawing of the square would appear to us as a catastrophe-sudden
indecd, but explainable by natural laws-by which that square
would cease to exist. Our counterpart would have exactly similar
ideas concerning us. lV ithin any world with whick we can communicate,
the direction of time is uniform.
To retUnl to the contrast between Newtonian astronomy and
meteorology: most sciences lie in an intermediate position, but most
are rather nearer to meteorology than to astronomy. Even astronomy,
as we have seen, contains a cosmic meteorology. It (lontains
as well that extremely interesting field studied by Sir George Danvin,
and known as the theory of tidal evolution. We have said that we
can treat the relative movements of thc sun and the planets as tho
movements of rigid bodies, but this is not quite the case. The earth,
for example, is nearly surrounded by oceans. The water nearer the
moon than the center of the earth is more strongly attracted to the
moon than the solid part of the earth, and the wator on thc other side
is less strongly attracted. This relatively slight effect pulls the
water into two hills, one under the moon and one opposite to the
moon. In a perfectly liquid sphere, these hills could follow the moon
around the earth with no great dispersal of energy, and conscquently
would remain almost precisely under the moon and opposite to the
moon. They would consequently have a pull on the moon which
would not greatly influence the angular position of the moon in the
heavens. However, the tidal wave they produce on the earth gets
tangled up and delayed on coasts and in shallow seas such as the
Bering Sea and the Irish Sea. It consequently lags behind the
position of the moon, and the forces producing this are largely
turbulent, dissipative forces, of a character much like the forccs met
in meteorology, and need a statistical treatment. Indeed, oceanography
may be called the meteorology of the hydrosphere rather
than of the atmosphere.
These frictional forces drag the moon back in its course about the
earth and accelerate the rotation of the earth forward. They tend
to bring the lengths of the month and of the day ever closer to one
another. Indeed, the day of the moon is the month, and the moon
always presents nearly the same face to the earth. It has been
suggested that this is the result of an ancient tidal evolution, when
the moon contained some liquid or gas or plastic material which
could give under the earth's attraction, and in so giving could dissipate
large amounts of energy. This phenomenon of tidal evolution is not
confined to the earth and the moon but may be observed to some
degree throughout all gravitating systems. In ages past it has
seriously modified the face of the solar system, though in anything
like historic times this modification is slight compared with the
"rigid-body" motion of the planets of the solar system.
Thus even gravitational astronomy involves frictional processes
that run down. There is not a single science which conforms
precisely to the strict Newtonian pattern. The biological sciences
certainly have their full share of one-way phenomena. Birth is not
the exact reverse of death, nor is anabolism-the building up of
tissues-the exact reverse of catabolism-their breaking down. The
division of cells does not follow a pattern symmetrical in time, nor
does the union of the germ cells to form the fertilized ovum. The
individual is an arrow pointcd through time in one way, and the race
is equally directed from the past into the future.
The record of paleontology indicates a definite long-time trend,
interrupted and complicated though it might be, from the simple to
the complex. By the middle of the last century this trend had
become apparent to all scientists with an honestly open mind, and it
is no accident that the problem of discovering its mechanisms was
carried ahead through the same great step by two men working at
about the same time: Charles Darwin and Alfred Wallace. This step
was the realization that a mere fortuitous variation of the individuals
of a species might be carved into the form of a more or less onedirectional
or few-directional progress for each line by the varying
degrees of viability of the several variations, either from the point of
view of the individual or of the race. A mutant dog without legs
will certainly starve, while a long thin lizard that has developed the
mechanism of crawling on its ribs may have a better chance for
survival if it has clean lines and is freed from the impeding projections
of limbs. An aquatic animal, whether fish, lizard, or mammal,
will swim better with a fusiform shape, powerful body muscles, and
a posterior appendage which will catch the water; and if it is
dependent for ita food on the pursuit of swift prey, its chances of
survival may depend on its assuming this form.
Darwinian evolution is thus a mechanism by which a more or less
fortuitous variability is combined into a rather definite pattern.
Darwin's principle still holds today, though we have a much better
knowledge of the mechanism on which it depends. The work of
Mendel has given us a far more precise and discontinuous view of
heredity than that held by Darwin, while the notion of mutation,
from the time of de Vries on, has completely altered our conception
of the statistical basis of mutation. We have studied the fine
anatomy of the chromosome and have localized the gene on it. The
list of modern geneticists is long and distinguished. Several of
these, such as Haldane, have made the statistical study of Mendelianism
an effective tool for the study of evolution.
We have already spoken of the tidal evolution of Sir George
Darwin, Charles Darwin's son. Neither the connection of the idea of
the son with that of the father nor the choice of the name "evolution"
is fortuitous. In tidal evolution as well as in the origin of
species, we have a mechanism by means of which a fortuitous
variability, that of the random motions of the waves in a tidal sea
and of the molecules of the water, is converted by a dynamical process
into a pattern of development which reads in one direction. The
theory of tidal evolution is quite definitely an astronomical application
of the elder Darwin.
The third of the dynasty of Darwins, Sir Charles, is one of the
authorities on modern quantum mechanics. This fact may be
fortuitous, but it nevertheless represents an even further invasion of
Newtonian ideas by ideas of statistics. The succession of names
Maxwell-Boltzmann-Gibbs represents a progressive reduction of
thermodynamics to statistical mechanics: that is, a reduction of the
phenomena concerning heat and temperature to phenomena in
which a Newtonian mechanics is appJied to a situation in which we
deal not with a single dynamical system but with a statistical distribution
of dynamical systems; and in which our conclusions concern
not all such systems but an overwhelming majority of them. About
the year 1900, it became apparent that there was something seriously'
wrong with thermodynamics, particularly where it concerned
radiation. The ether showed much less power to absorb radiations
of high frequency-as shown by the law of Planck-than any existing
mechanization of radiation theory had allowed. Planck gave a
quasi-atomic theory of radiation-the quantum theory-which
accounted satisfactorily enough for these phenomena, but which
was at odds with the whole remainder of physics; and Niels Bohr
followed this up with a similarly ad hoc theory of the atom. Thus
Newton and Planck-Bohr formed, respectively, the thesis and
antithesis of a Hegelian antinomy. The synthesis is the statistical
theory discovered by Heisenberg in 1925, in which the statistical
Newtonian dynamics of Gibbs is replaced by a statistical theory very
similar to that of Newton and Gibbs for large-scale phenomena, but
in which the complete collection of data for the present and t.he past
is not sufficient to predict the future more than statistically. It is
thus not too much to say that not only the Newtonian astronomy
but even the Newtonian physics has become a picture of the average
results of a statistical situation, and hence an account of an evolutionary
process.
This transition from a Newtonian, reversible time to a Gibbsian,
irreversible time has. had its philosophical echoes. Bergson empha-
~ sized the difference between the reversible time of physics, in which
nothing new happens, and the irreversible time of evolution and
biology, in which there is always something new. 'fhe realization
that the Newtonian physics was not the proper frame for biology
was perhaps the central point in the old controversy between vitalism
and mechanism; although this was complicated by the desire to
conserve in some form or other at least the shadows of the soul and
of God against the inroads of materialism. In the end, as we have
seen, the vitalist proved too much. Instead of building a wall
between the claims of life and those of physics, the wall has been
erected to surround so wide a compass that both matter and life
find themselves inside it. It is true that the matter of the newer
physics is not the matter of Newton, but it is something quite as
remote from the anthropomorphizing desires of the vitalists. The
chance of the quantum theoretician is not the ethical freedom of the
Augustinian, and Tyche is as relentless a mistress as Ananke.
The thought of every age is reflected in its technique. The civil
engineers of ancient days were land surveyors, astronomers, and
navigators; those of the seventecnth and early eighteenth centuries
were clock makers and grinders of lenses. As in ancient times, the
craftsmen made their tools in the image of the heavens. A watch is
nothing hut a pocket orrery, moving by necessity as do the celestial
spheres; and if friction and the dissipation of energy play a role in
it, they are effects to be overcome, so that the resulting motion of
the hands may be as periodic and regular as possible. The chief
technical result of this engineering after the model of Huyghens and
Newt.on was the age of navigation, in which for the first t.ime it was
possible to compute longitudes with a respectable precision, and to
convert the commerce of t.he great oceans from a thing of chance and
adventure to a regular understood business. It is the engineering
of the mercantilists.
To the merchant succeeded the manufacturer, and to the chronometer,
the steam engine. From the Newcomen engine almost to the
present time, the central field of engineering has been the study of
prime movers. Heat has been converted into usable energy of
rotation and translation, and the physics of Newton has been
supplemented by that of Rumford, Carnot, and Joule. Thermodynamics
makes its appearance, a science in which time is eminently
irreversible; and although the earlier stages of this science seem to
represent a region of thought almost without contact with the Newtonian
dynamics, the theory of the conservation of energy and the
later statistical explanation of the Carnot principle or second law of
thermodynamics or principle of the degradation of energy-that
principle which makes the maximum efficiency obtainable by a
steam engine depend on the working temperatures of the boiler
and the condenser-all these have fused thermodynamics and the
Newtonian dynamics into the statistical and the non-statistical
aspects of the same science.
If the seventeenth and early eighteenth centuries are the age of
clocks, and the later eighteenth and the nineteenth centuries constitute
the age of steam engines, the present time is the age of communication
and control. There is in electrical engineering a split which is
known in Germany as the split between the technique of strong
currents and the technique of weak currents, and which we know as
the distinction between power and communication engineering. It
is tlus split which separates the age jct past from that in ",luch we
are now living. Actually, communication engineering can deal
with currents of any size whatever and with the movement of engines
powerful enough to swing massive gun turrets; what distinguishes it
from power engineering is that its main interest is not economy of
energy but the accurate reproduction of a signal. 'l'his signal may
be the tap of a key, to be reproduced as thc tap of a telegraph receiver
at the other end; or it may be a sound transmitted and received
through the apparatus of a telephone; or it may be the turn of a
ship's wheel, received as the angular position of the rudder. Thus
communication engineering began with Gauss, \Vheatstone, and the
first telegraphers. It received its first reasonably scientific treatment
at the hands of Lord Kelvin, after the failure of the first
transatlantic cable in the middle of the last century; and from the
eighties on, it was perhaps Heaviside who did the most to bring it
into a modern shape. The discovery of radar and its use in the
Second World War, together with the exigencies of the control of
anti-aircraft fire, have brought to the field a large number of welltrained
mathematicians and physicists. The wonders of the automatic
computing machine belong to the same realm of ideas, which
was certainly never 80 actively pursued in the past as it is at the
present day.
At every stage of technique since Daedalus or Hero of Alexandria,
the ability of the artificer to produce a working simulacrum of a.
living organism has always intrigued people. This desire to produce
and to study automata has always been expressed in terms of the
living technique of the age. In the days of magic, we have the
bizarre and sinister concept of the Golem, that figure of clay into
which the Rabbi of Prague breathed life with the blasphemy of
the Ineffable Name of God. In the time of Newton, the automaton
becomes the clockwork music box, with the little effigies pirouetting
stiffly on top. In the nineteenth century, the automaton is a
glorified heat engine, burning some combustible fuel instead of the
glycogen of the human muscles. Finally, the present automaton
opens doors by means of photocells, or points guns to the place at
which a radar beam picks up an airplane, or computes the solution
of a differential equation.
Neither the Greek nor the magical automaton lies along the main
lines of the direction of development of the modern machine, nor do
they seem to have had much of an influence on serious philosophic
thought. It is far different with the clockwork automaton. This
idea has played a very genuine and important role in the early
history of modern philosophy, although we are rather prone to ignore
it.
To begin with, Descartes considers the lower animals as automata.
This is done to avoid questioning the orthodox Christian attitude that
animals have no souls to be saved or damned. Just how these living
automata function is something that Descartes, so far as I know,
never discnsses. However, the important allied question of the
mode of coupling of the human soul, both in sensation and in will,
with its material environment is one which Descartes does discuss,
although in a very unsatisfactory manner. He places this coupling
in the one median part of the brain known to him, the pineal gland.
As to the nature of his coupling-whether or not it represents a
direct action of mind on matter and of matter on mind-he is none
too clear. He probably does regard it as a direct action in both
ways, but he attributes the validity of human experience in its action
011 the out.side world to the goodness and honesty of God.
The role attributed to God in this matter is unstable. Either God
is entirely passive, in which case it is hard to see how Descartes'
explanation really explains anything, or He is an active participant,
in which case it is hard to see how the guarantee given by His
honesty can be anything but an active participation in the act of
sensation. Thus the causal chain of material phenomena is paralleled
by a causal chain starting with the act of God, by which He produces
in us the experiences corresponding to a given material situation.
Once this is assumed, it is entirely natural to attribute the correspondence
between our will and the effect-s it seems to produce in
the external world to a similar divine intel"Vention. This is the path
followed by the Occasionalists, Geulincx and Malebranche. In
Spinoza, who is in many ways the continuator of this school, the
doctrine of Occasional ism assumes the more reasonable form of
asserting that the correspondence between mind and matter is that
of two self-contained attributes of God; but Spinoza is not dynamically
minded, and gives little or no attention to the mechanism of
this correspondence.
This is the situation from which Leibniz starts, but Leibniz is as
dynamically minded as Spinoza is geometrically minded. First, he
replaces the pair of cor-responding elements, mind and matter, by a
continuum of corresponding elements: the monads. While these are
conceived after the pattem of the soul, they include many instances
which do not rise to the degree of self-consciousness of full souls, and
which form part of that world which Descartes would have attributed
to matter. Each of them lives in its own closed universe, with a
perfect causal chain from the creation or from minus infinity in time
to the indefinitely remote future; but closed though they are, they
correspond one to the other through the pre-established harmony of
God. Leibniz compares them to clocks which have so been wound
up as to keep time together from the creation for all eternity.
Unlike humanly made clocks, they do not drift into asynchronism;
but this is due to the miraculously perfect workmanship of the
Creator.
Thus Leibniz considers a world of automata, which, as is natural in -
a disciple of Huyghens, he constructs after the model of clockwork.
Though the monads reflect one another, the reflection does not consist
in a transfer of the causal chain from one to another. They are
actually as self-contained as, or rather more self-contained than, the
passively dancing figures on top of a music box. They have no real
influence on the outside world, nor are they effectively influenced by
it. As he says, they have no windows. The apparent organization
of the world we see is something between a figment and a miracle.
The monad is a Newtonian solar system writ small.
In the nineteenth century, the automata which are humanly
constnlCted and those other natural automata, the animals and
plants of the materialist, are studied from a very different aspect.
The conservation and the degradation of energy are the nding
principles of the day. The living organism is above all a heat engine,
burning glucose or glycogen or starch, fats, and proteins into
carbon dioxide, water, and urea. It is the metabolic balance which
is the center of attention; and if the low working temperatures of
animal muscle attract attention as opposed to the high working
temperatures of a heat engine of similar efficiency, this fact is pushed
into a corner and glibly explained by a contrast between the chemical
energy of the living organism and the thermal energy of the heat
engine. All the fundamental notions are those associated with
cncrgy, and the chief of these is that of potential. The enginecring
of the body is a branch of power engineering. Even today, this is the
predominating point of view of the more classically minded, conservative
physiologists; and the whole trend of thought of such
biophysicists as Rashevsky and his school bears witness to its
continued potency.
Today we are coming to realize that the body is very far from a
conservative system, and that its component parts work in an
environment where the available power is much less limited than
we have taken it to be. The electronic tube has shown us that a
system with an outside source of energy, almost all of which is
wasted, may be a very effective agency for performing desired
operations, especiaUy if it is worked at a low energy level. 'Ve are
beginning to see that such important elements as the neurons, the
atoms of the nervous complex of our body, do their work under much
the same conditions as vacuum tubes, with their relatively small
power supplied from outside by the circulation, and that the bookkee}
Jing which is most essential to describe their function is not one
of energy. In short, the newer study of automata, whether in the
metal or in the flesh, is a branch of communication engineering, and
its cardinal notions are those of message, amount of disturbance or
" noise "-a term taken over from the telephone engineer-quantity
of information, coding technique, and so on.
In such a theory, we deal with automata effectively coupled to the
external world, not merely by their energy flow, their metabolism,
but also by a flow of impressions, of incoming messages, and of the
actions of outgoing messages. The organs by which impressions are
received are the equivalents of the human and animal sense organs.
They comprise photoelectric cells and other receptors for light;
radar systems, receiving their own short Hertzian waves; hydrogenion-
potential recorders, which may be said to taste; thermometers;
pressure gauges of various sorts; microphones; and so on. The
effectors may be electrical motors or solenoids or heating coils or
other instruments of very diverse sorts. Between the receptor or
sellse organ and the effector stands an intermediate set of elements,
whose function is to recombine the incoming impressions into such
form as to produce a desired type of response in the effectors. The
information fed into this central control system will very often
contain information concerning the functioning of the effectors
themselves. These correspond among other things to the kinesthetic
organs and other proprioceptors of the human system, for we too
have organs which record the position of a joint or the rate of contraction
of a muscle, etc. Moreover, the information received by
the automaton need not be used at once but may be delayed or
stored so as to become available at some future time. This is the
analogue of memory. Finally, as long as the automaton is ruruung,
its very rules of operation are susceptible to some change on the basis
of the data which have passed through its receptors in the pas!i, and
this is not unlike the process of learning.
The machines of which we are now speaking are not the dream of
the sensationalist nor the hope of some fu!iure time. They already
exist as thermostats, automatic gyrocompass ship-steering systems,
self-propelled missiles-especially such as seek their target-antiaircraft
fire-control systems, automatically controlled oil-cracking
stills, ultra-rapid computing machines, and the like. They had
begun to be used long before the war-indeed, the very old steamengine
governor belongs among them-but the great mechanization
ofthe Second World War brought them into their own, and the need
of handling the extremely dangerous energy of the atom will probably
bring them to a still higher point of development. Scarcely a month
passes but a new book appears on these so-called control mechanisms,
or servomechanisms, and the present age is as truly the age of
servomechanisms as the nineteenth century was the age of the steam
engine or the eighteenth century the age of the clock.
To sum up: the many automata. of the present age are coupled to
the outside world both for the reception of impressions and for the
performance of actions. They contain sense organs, effectors, and
the equivalent of a nervous system to integrate the transfer of
information from the one to the other. They lend themselves very
weU to description in physiological terms. It is scarcely a miracle
that they can be subsumed under one theory with the mechalusms of
physiology.
The relation of these mechanisms to time demands careful study.
It is clear, of course, that the relation input-output is a consecutive
one in time and involves a definite past-future order. What is
perhaps not so clear is that the theory of the sensitive automata is a
statistical one. "\Ve are scarcely ever interested in the performance
of a communication-engineering machine for a. siligle input. To
function adequately, it must give a satisfactory performance for a
whole class of inputs, and this means a statistically satisfactory
performance for the class of input which it is statistically expected to
receive. Thus its theory belongs to the Gibbsian statistical mechanics
rather than to the classical Newtonian mechanics. We shall study
this in much more detail in the chapter devoted to the theory of
comm unication.
Thus the modern automaton exists in the same sort of Bergsonian
time as the living organism; and hence there is no reason in Bergson's
considerations why the essential mode of functioning of the living
organism should not be the same as that of the automaton of this
type. Vitalism has won to the extent that even mechanisms
correspond to the time-structure of vitalism; but as we have said,
this victory is a complete defeat, for from every point of view which
has the slightest relation to morality or religion, the new mechanics
is fully as mechanistic as the old. Whether we should call the new
point of view materialistic is largely a question of words: the
ascendancy of matter characterizes a phase of nineteenth-century
physics far more than the present age, and" materialism" has come
to be but little more than a loose synonym for "mechanism." In
fact, the whole mechanist-vitalist controversy has been relegated to
the limbo of badly posed questions